Compliance & Due Diligence

Know Your Client (KYC)

ROKK INTERNATIONAL L.L.C-FZ AML Compliance Form. For Buyers, Sellers & Clients – Confidential.

Section 1

Client Classification

Classification

Section 2

Client Details

Full Legal Name / Company Name

Trade Name (if applicable)

Country of Incorporation / Nationality

Registration Number / Passport Number

Date of Incorporation / Date of Birth

Email Address

Phone Number

Website

Registered Address

Operating Address (if different)

Section 3

Business Profile

Nature of Business

Countries of Operation

Years in Operation

Detailed Description of Activities

Section 4 & 5

Directors & Beneficial Owners

Directors & Management

Beneficial Owners (UBO ≥25%)

Section 6

Banking Details

Bank Name

Branch

Account Name

Account Number / IBAN

SWIFT Code

Section 7

Source of Funds & Wealth

Source of Funds (specific transaction)

Source of Wealth (general)

Estimated Annual Turnover (USD)

Section 8

Transaction Profile

Type

Frequency

Expected Monthly Volume (USD)

Expected Counterparties

Section 9

AML & Risk Declarations

Politically Exposed Person (PEP)

If yes, details

Sanctions Exposure

If yes, details

Adverse Media / Legal Issues

If yes, details

Section 10

Required Documents

Individuals:

Passport
Proof of Address
Bank Reference

Companies:

Certificate of Incorporation
Trade License & MOA
Shareholder Register & Board Resolution
UBO Declaration
Export License (if applicable)
Tax Clearance (HS Code 7108)

* Note: You will be required to provide these documents upon successful initial review.

Section 11

Declaration

I/We confirm that all information provided is true and accurate. We consent to AML, KYC, and due diligence checks in accordance with UAE regulations.

Name

Position

I agree to the declaration and understand that any misrepresentation may result in immediate termination of the onboarding process.

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